The U.S. Securities and Exchange Commission (SEC) has proposed a significant amendment to Rule 15c2-11, which would limit its application to equity securities only. This change would effectively exclude cryptocurrencies from the rule's scope, impacting how broker-dealers handle digital assets. The proposal marks a notable shift in regulatory focus, potentially altering the landscape for crypto trading and compliance.
SEC Proposes Exclusion of Crypto from Broker-Dealer Rule 15c2-11
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