The U.S. Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) have jointly issued a request for public comment on harmonizing the portfolio margining framework for various financial instruments. Announced on June 26, the initiative seeks to enhance risk management, reduce market fragmentation, and strengthen customer protection by aligning regulations for securities, swaps, and related positions.
The agencies are soliciting feedback on topics such as existing margin methodologies, cross-product offsetting, and capital treatment. SEC Chair Paul S. Atkins emphasized that harmonization could prevent jurisdictional overlap and unlock liquidity, while CFTC Chair Mike Selig highlighted the potential for improved risk management. The comment period will be open for 60 days after publication in the Federal Register.
SEC and CFTC Request Public Input on Unified Margining Framework
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