The U.S. SEC's Division of Trading and Markets has issued a staff statement allowing specific user interfaces for crypto asset securities trading, such as websites, wallet plugins, and mobile front-ends, to operate without broker-dealer registration under certain conditions. These conditions include not providing investment advice, not routing orders on behalf of users, and not holding user assets. The interfaces can charge fixed fees or transaction-based fees. This guidance applies to self-custody wallet trading front-ends and is set to expire in five years unless the SEC takes further formal action.
SEC Allows Certain Crypto Trading Interfaces to Operate Without Broker-Dealer Registration
Disclaimer: The content provided on Phemex News is for informational purposes only. We do not guarantee the quality, accuracy, or completeness of the information sourced from third-party articles. The content on this page does not constitute financial or investment advice. We strongly encourage you to conduct you own research and consult with a qualified financial advisor before making any investment decisions.
