The U.S. Commodity Futures Trading Commission’s Market Participants Division has issued a no-action position for service providers offering passive software. Under specified conditions, the division will not recommend enforcement action against providers or personnel for failing to register as introducing brokers or associated persons.
The exemption applies strictly to the provision and marketing of passive software that connects users to registered futures commission merchants, introducing brokers, and designated contract markets for trading purposes.
CFTC Grants No-Action Relief for Passive Crypto Software Providers
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